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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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