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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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