Search Result

701 - 720 of 1480 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general