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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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EG 16.1 The FCA’s general approach to making disapplication orders

SUP 8.1 Application and purpose

PERG 5.12 Link between activities and the United Kingdom

MIPRU 2.3 Knowledge, ability and good repute [deleted]

SUP 10C.11 Statements of responsibilities

SYSC 19A.1 General application and purpose

SUP 12.5 Contracts: required terms

SUP 10C.8 The other local responsibility function (SMF22)

REC 2.7A Position management and position reporting in relation to commodity derivatives

SYSC 4.2 Persons who effectively direct the business

REC 2.16B Operation of a data reporting service

SUP 10A.17 Further questions [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy