Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 5.4 Financial collateral

COCON 4.1 Specific guidance on individual conduct rules

SUP 10A.14 Changes to an FCA-approved person's details

FEES 1.1 Application and Purpose

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

CONC 10.3 Calculation of prudential resources

SUP 16.3 General provisions on reporting

MCOB 1.2 General application: who? what?