Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

…

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

…

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 1.2 Who? What? Where?

EG 20.1 Introduction

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

MAR 6.1 Application

EG 19.22 Decision making under the Payment Services Regulations

DTR 1A.1 Application and purpose (Transparency rules)

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

PERG 14.3 Activities relating to home reversion plans

PERG 10.2 General issues

PERG 14.4 Activities relating to home purchase plans

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

EG 10.3 Asset-freezing injunctions

PERG 8.30 Medium used to give advice or information