Search Result

541 - 560 of 1285 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

SYSC 4.5

As Published: 2015

SYSC 4.5

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions