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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers