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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting