Search Result

301 - 320 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SYSC 4.9

As Published: 2015

SYSC 4.9

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement