Search Result

261 - 280 of 1020 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product