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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 16.3 Periodic reporting

IPRU-INV 1.1 PURPOSE

IPRU-INV 11.2 MAIN REQUIREMENTS

EG 6.4 Publicity in RDC cases

EG 4.14 Joint investigations with the PRA

CREDS 3A.4 Insurance against fraud or other dishonesty

PERG 10.2 General issues

COBS 11.5 Record keeping: client orders and transactions [deleted]

PERG 8.3 Financial promotion

COBS 10.5 Assessing appropriateness: guidance

RCB 4.2 Enforcement powers and penalties

EG 9.2 The FCA’s general policy in this area

PERG 9.3 The definition