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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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Similar To

BIPRU 12.6 Simplified ILAS

EG 3.2B Information requests (section 122B)

COLL 7.6 Schemes of arrangement

EG 3.2 Information requests (section 165)

EG 4.8 Scoping discussions

COLL 4.3 Approvals and notifications

DISP 3.8 Dealing with information

COLL 3.2 The instrument constituting the fund

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

COLL 11.2 Approval of a feeder UCITS

EG 3.2A Information requests (section 122A)

COBS 12.4 Investment recommendations