Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

IPRU-INV 5.16 Foreign exchange requirement

SUP 11.6 Subsequent notification requirements by firms

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 14.3 Activities relating to home reversion plans

MIPRU 3.1 Application and purpose

PERG 14.4 Activities relating to home purchase plans

PERG 16.5 How AIFMD affects other regulated activities

PERG 14.1 Background

RCB 4.2 Enforcement powers and penalties

CREDS 8.3 Approved persons

EG 5.1 Settlement and the FCA – an overview

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 4.4 Complaints

FEES 6.5A The retail pool

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy