Search Result

621 - 640 of 1584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues