Search Result

581 - 600 of 1337 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities