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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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Similar To

FIT 1.3 Assessing fitness and propriety

DTR 8.5 Supervision of primary information providers

COND 1.2 Purpose

REC 3.4 Members of the management body and internal organisation

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

REC 3.8 Financial and other information

SUP 11.5 Notifications by firms

BIPRU 12.3 Liquidity risk management

EG 2.9 FCA guidance and supporting materials

PERG 4.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy