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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

PERG 8.11 Types of exemption under the Financial Promotion Order

GEN 4.3 Letter disclosure

DTR 6.3 Dissemination of information

SYSC 13.9 Outsourcing

SYSC 19D.1 Application and purpose

SUP 10C.1 Application

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

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GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

APER 4.4 Statement of Principle 4

MCOB 9.4 Content of illustrations

SUP 10C.15 Forms and other documents and how to submit them to the FCA

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling