Search Result

981 - 1000 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose