Search Result

101 - 120 of 1486 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SYSC 4.9

As Published: 2015

SYSC 4.9