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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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Similar To

DISP App 1.1 Introduction

PERG 4.9 Agreeing to carry on a regulated activity

COBS 4.9 Financial promotions with an overseas element

CREDS 3A.3 Borrowing

CREDS 3A.4 Insurance against fraud or other dishonesty

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

MCOB 4.8A Execution-only sales

RCB 4.2 Enforcement powers and penalties

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

SUP App 2.8 Ceasing to effect contracts of insurance