Search Result

861 - 880 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

As Published: 2015

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

IPRU-INV 11.7 CAPITAL REPORTING

As Published: 2019

IPRU-INV 11.7 CAPITAL REPORTING

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application