Search Result

801 - 820 of 1383 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2024

CONC 7.10 Treatment of customers with mental capacity limitations

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose