Search Result

741 - 760 of 1595 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees