Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

…

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 5A.1 Application, purpose and guidance

SYSC 10.2 Chinese walls

SYSC 6.2 Internal audit

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

SUP 15.6 Inaccurate, false or misleading information

MCOB 3A.5 MCD financial promotions

PERG 5.13 Appointed representatives

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SYSC 18.1 Application and purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

SUP 15A.1 Application and notifications under EMIR

REC 3.14 Products, services and normal hours of operation

REC 3.26 Proposals to make regulatory provision

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG 19.32 The Payment Accounts Regulations 2015

BIPRU 7.5 Foreign currency PRR

DISP 1.4 Complaints resolution rules

COLL 8.1 Introduction