Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

…

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

…

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

…

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.3 Investor relations

SYSC 12.1 Application

MAR 8.2 Requirements for benchmark submitters [deleted]

FEES 6.7 Payment of levies

PERG 5.14 Exemptions

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 3.1 Introduction

EG 2.12 Co-operation

MCOB 13.3 Dealing fairly with customers: policy and procedures

RCB 1.1 Introduction to sourcebook

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 5.4 The business test