Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 20.1A The with-profits fund

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 7.5 When is it appropriate to apply for a certificate?

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CREDS 8.3 Approved persons

COBS 12.3 Non-independent research [deleted]

SYSC 22.8 Policies and appointed representatives

SUP 10C.4 Specification of functions

CASS 11.3 Responsibility for CASS operational oversight

EG 9.2 The FCA’s general policy in this area

PERG 5.15 Illustrative tables

SYSC 22.5 Giving references: additional rules and guidance for all firms

APER 4.7 Statement of Principle 7

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 10C.9 Minimising overlap with the PRA approved persons regime

FIT 1.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 4.10B Regulation of buy to let lending