Search Result

441 - 460 of 1570 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application