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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SUP 11.2 Purpose

CONC 10.3 Calculation of prudential resources

MAR 1.3 Insider dealing

FEES 6.7 Payment of levies

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

EG 7.2 Alternatives to sanctions

EG 15.1 Introduction

PERG 8.2 Introduction

DISP 2.1 Purpose, interpretation and application

SUP 10C.4 Specification of functions

SUP 10A.2 Purpose

PERG 8.6 Communicate

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG 19.7 The Open-Ended Investment Companies Regulations 2001

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 3.26 Proposals to make regulatory provision

ICOBS 6.1 Providing product information to customers: general

MIPRU 4.2 Capital resources requirements

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets