Search Result

261 - 280 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information