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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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Similar To

PERG 8.32 Arranging deals in investments

SYSC 6.1 Compliance

CASS 6.1 Application

INSPRU 3.1 Market risk in insurance

DEPP 6.5D Serious financial hardship

COLL 6.12 Risk management policy and risk measurement

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DTR 5.4 Aggregation of managed holdings

EG 6.1 Publicity during FCA investigations

COBS 12.2 Investment research and non-independent research

REC 2.13 Promotion and maintenance of standards

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]