Search Result

661 - 680 of 1506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes