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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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