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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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