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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

TC App 5.1

As Published: 2010

TC App 5.1

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements