Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.2 Introduction

CASS 7.10 Application and purpose

PERG 8.21 Company statements, announcements and briefings

EG 4.11 Approach to interviews and interview procedures

REC 3.2 Form and method of notification

SYSC 4.1 General requirements

REC 3.14 Products, services and normal hours of operation

SUP 10A.6 FCA governing functions

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COCON 2.3 Firms: training and breaches

DISP App 1.1 Introduction

GEN 2.1 Introduction

DISP App 1.5 Additional considerations

DEPP 7.1 Application and purpose

ICOBS 3.2 E-Commerce

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 3.2 Obligation to pay fees

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 8.20 Additional restriction on the promotion of collective investment schemes