Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

…

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

MCOB 3A.2 The fair, clear and not misleading rules

BIPRU 4.1 The IRB approach: Application, purpose and overview

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 7.7 Position risk requirements for collective investment undertakings

COBS 20.1 Application

DISP App 3.3A The approach to considering evidence at step 2

ICOBS 5.2 Demands and needs

COBS 20.4 Communications with with-profits policyholders

FEES 5.5B Case fees

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

COBS 9.1 Application and purpose provisions

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

COLL 5.1 Introduction

BIPRU 14.3 Unsettled transactions

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

IPRU-INV 9 App 1 Interpretation

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

COLL 6.6A Duties of AFMs in relation to UCITS schemes

BIPRU 9.10 Reduction in risk-weighted exposure amounts