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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

…

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

…

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

…

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

…

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

…

CASS 11.7 Selecting an approved bank at which to hold client money

As Published: 2014

CASS 11.7 Selecting an approved bank at which to hold client money

…

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

…

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

…

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