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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose