Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 16.5 Quotations for surrender values

BIPRU 7.10 Use of a Value at Risk Model

SYSC 19D.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 5.3 Policy on the use of skilled persons

ICOBS 8.4 Employers’ Liability Insurance

DEPP 2.5 Provision for certain categories of decision

MCOB 4A.3 Record of recommendation

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 15.2 Purpose

COLL 4.3 Approvals and notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 6.3 General

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

MAR 5.10 Operation of an SME growth market

SUP 5.5 Duties of firms

SUP 2.4 'Mystery shopping'

SUP 10A.13 Application for approval and withdrawing an application for approval