Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 9.1 General rules on record-keeping

REC 6.2 Applications

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

RCB 3.5 Other notifications

EG 7.6 Private warnings

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 6A.2 Removal of passport rights from EEA market operator

REC 6.6 Supervision

SUP 10A.15 References and accurate information

DISP 1.10 Complaints reporting rules

COBS 6.1A Adviser charging and remuneration

COND 2.4 Appropriate resources

DISP 1.10A Complaints data publication rules

SUP 6.5 Ending authorisation

EG 4.10 The timeframe for responding to information and document requirements

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

CASS 1A.3 Responsibility for CASS operational oversight

SUP 10C.11 Statements of responsibilities

DTR 1B.1 Application and purpose (Corporate governance)