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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SYSC 4.5

As Published: 2015

SYSC 4.5

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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COBS 11.6 Use of dealing commission [deleted]

IPRU-INV 5.7 Qualifying property and qualifying undertakings

EG 10.4 Other relevant powers

FEES App 1 Annex 2 Further information on fees

REC 2.16B Operation of a data reporting service

PERG 9.10 Significance of being an open-ended investment company

SUP 10C.1 Application

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 10C.4 Specification of functions

MCOB 4.1 Application

IPRU-INV 5.8 Calculation of own funds and liquid capital

CONC 2.8 E-commerce

COND 2.5 Suitability

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 4.5

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)