Search Result

261 - 280 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers