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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

PERG 13.7 The territorial application of MiFID [deleted]

COLL 6.12 Risk management policy and risk measurement

CASS 6.1 Application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 6.1 Publicity during FCA investigations

DTR 5.4 Aggregation of managed holdings

FEES 3.1 Introduction

REC 2.13 Promotion and maintenance of standards

COBS 12.2 Investment research and non-independent research

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]