Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

RCB 4.2 Enforcement powers and penalties

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 3.3 Appointment of auditors

SYSC 1.4 Application of SYSC 11 to 28A

REC 6.1 Introduction and legal background

EG 4.11 Approach to interviews and interview procedures

BIPRU 8.1 Application

COLL 6.6B UCITS depositaries

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CASS 5.5 Segregation and the operation of client money accounts

FEES 4.2 Obligation to pay periodic fees

MAR 10.1 Application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 4.3 Regulated activities related to mortgages

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MAR 10.2 Position limit requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)