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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

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SYSC 4.7

As Published: 2015

SYSC 4.7

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

COLL 12.2 UK UCITS management companies

REC 3.3 Waivers

DEPP 5.1 Settlement decision makers

SUP 10A.1 Application

ICOBS 3.2 E-Commerce

COLL 14.2 Registration with the Charity Commission

SYSC 4.7

SYSC 6.1 Compliance