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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping