Search Result

701 - 720 of 1586 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions