Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG App 3.1 The FCA

MAR 5.3A Systems and controls for algorithmic trading

DEPP 6.5D Serious financial hardship

MAR 5A.5 Systems and controls for algorithmic trading

SUP 3.8 Rights and duties of auditors

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

COCON 4.1 Specific guidance on individual conduct rules

SUP 10C.1 Application

SUP 16.2 Purpose

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]