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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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Similar To

PERG 8.21 Company statements, announcements and briefings

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

RCB 2.3 Determination of registration

SYSC 4.1 General requirements

EG 4.11 Approach to interviews and interview procedures

SUP 10A.6 FCA governing functions

DTR 8.4 Continuing obligations

COCON 2.3 Firms: training and breaches

REC 2A.4 Power and procedure for RAP penalties and censures

DISP App 1.5 Additional considerations

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

MCOB 6.4 Mortgages: content of the offer document

FEES 6.4 Management expenses

DISP App 3.11 Obligation to write letters to certain rejected complainants

REC 4.2 The supervisory relationship with UK recognised bodies

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

DISP 3.2 Jurisdiction

REC 1.2 Purpose, status and quotations, notes or references

REC 2.5 Systems and controls, algorithmic trading and conflicts